About

I am a Partner at Lax, Neville & Intelisano, LLP. My exercise is focused on securities and business litigation, arbitration, and economic regulatory matters. Before my modern-day function, I changed into a Partner at Kaufmann Gildin & Robbins LLP for 13 years, operating intently with David E. Robbins, the author of the Securities Arbitration Procedures Manual, a key resource within the subject.
Throughout my profession, I have represented a numerous group of clients together with man or woman investors, hedge funds, brokerage corporations, and registered representatives in each arbitration (FINRA, AAA, and JAMS) and state and federal courtroom proceedings. I even have effectively recovered tens of hundreds of thousands of dollars for victims of numerous styles of monetary misconduct such as wrong tips, unauthorized trading, securities fraud, Ponzi schemes, municipal bond fraud, incorrect margin liquidations, theft of account belongings, immoderate trading to generate commissions, and breach of fiduciary duty in rate-based managed accounts. Additionally, I even have represented hedge funds in multi-million-dollar moves towards their top brokers regarding miscalculations of portfolio margin that caused fallacious margin liquidations. I actually have also encouraged for registered representatives and economic advisors in disputes over breach of agreement, compensation troubles, and Form U-five expungements.
Before embarking on my criminal career, I spent over four years as a registered financial guide at wealth management companies. This revel in within the securities enterprise has provided me with a completely unique basis that enhances my capacity to endorse for personnel and investors who have been adversely affected.
I am an active member of the Public Investors Advocate Bar Association (PIABA) and were diagnosed as one of the New York Super Lawyers Rising Stars, an honor awarded to much less than 2.five% of legal professionals within the state.

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• English: Spoken, Written

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