About

Mark W. Pugsley is a lawyer in Salt Lake City, Utah, focusing on monetary fraud, funding disputes, and whistleblower instances. He handles civil enforcement movements, regulatory investigations, and greater. Mark W. Pugsley is a legal professional primarily based in Salt Lake City, Utah, with a exercise targeted on monetary fraud, investment disputes, FINRA Arbitrations, and whistleblower instances filed with the SEC, CFTC, and IRS. He has full-size experience dealing with civil enforcement movements and regulatory investigations brought by using diverse groups, along with the U.S. Securities and Exchange Commission (SEC), the Utah Division of Securities, the Commodity Futures Trading Commission (CFTC), and the Financial Industry Regulatory Authority (FINRA). In his practice, Mark Pugsley deals with instances involving people, brokers, brokerage companies, and investment advisors. He is well-versed in receivership litigation, clawback cases, Qui Tam or False Claims Act cases, shareholder disputes, investor magnificence moves, and internal investigations concerning each personal and publicly-traded agencies. With a strong historical past in financial regulation and a commitment to representing his clients interests, Mark W. Pugsley is a trusted propose for those dealing with complicated prison challenges within the realm of monetary fraud and investment disputes.

Legal Issues

Arbitration & Mediation

Business - Arbitration/Mediation, Consumer - Arbitration/Mediation, Family - Arbitration/Mediation

Stockbroker & Investment Fraud

Securities Law

Certificates

No Certifications

Languages

• English: Spoken, Written

Accepted Jurisdictions

Experience

• Founder and Partner
  Pugsley Wood LLP
  
• 
  Ray Quinney & Nebeker
  1998

Education

Associations

Costs

Location