About

Manuel G.R. Rivera is a corporate attorney based in New York with over 15 years of experience representing middle market public agencies in numerous industries along with generation, retail, mining, and power. He makes a speciality of securities regulation compliance, company governance, financing transactions, and mergers and acquisitions. Manuel G.R. Rivera has furnished steering to numerous U.S. public groups and foreign non-public issuers in adhering to federal securities law reporting necessities and regulations along with the JOBS Act, Dodd-Frank Act, and Sarbanes-Oxley Act. He also gives recommendation to most important shareholders and company insiders on resales of restrained securities, property making plans transactions involving public business enterprise stock, and compliance with insider reporting responsibilities. In addition, Manuel counsels public groups on New York Stock Exchange and Nasdaq Stock Market list necessities, company governance standards, and Institutional Shareholder Services (ISS) and institutional investor proxy vote casting policies. His know-how consists of director training, Rule 10b5-1 plans, board committee charters, codes of ethics, insider trading policies, and different company governance subjects. With a robust historical past in company finance, Manuel has cautioned U.S. and non-U.S. issuers on public offerings and personal placements of equity, debt, and convertible securities. He has represented issuers in diverse styles of securities services, which includes IPOs, PIPEs, registered directs, at-the-marketplace equity presenting programs, Rule 144A offerings, non-public placements beneath Regulation D, and international services below Regulation S. Manuel additionally assists public and private corporations in navigating complex home and pass-border mergers, acquisitions, and joint ventures. His enjoy in establishing or restructuring joint ventures has been instrumental in helping clients obtain their enterprise goals.

Legal Issues

  • Corporate Governance
  • Mergers & Acquisitions

Certificates

No Certifications

Languages
  • Spanish
Accepted Jurisdictions
District of Columbia Jurdictions
District of Columbia
Since 1997">
New York Jurdictions
New York
Since 1997">

Experience
  • Sr. Counsel
    Norton Rose Fulbright
Education
Harvard Law School Education School Logo
Harvard Law School
J.D. (1996)
Graduation year: 1993">
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City University of New York - Baruch College Education School Logo
City University of New York - Baruch College
MBA (1993)
Graduation year: 1990">
Yale University Education School Logo
Yale University
B.A. (1989)
Graduation year: 1985">
Associations
 Professional Association

Current">
 Professional Association

Current">
Association for Corporate Growth Professional Association
Association for Corporate Growth
has membership
2010 - Current">
New York State Bar Association Professional Association
New York State Bar Association
Securities Regulation Committee
2010 - Current">
Society of Corporate Secretaries & Governance Professionals Professional Association
Society of Corporate Secretaries & Governance Professionals
Small & Mid-Cap Companies Committee
2009 - Current">
American Bar Association Professional Association
American Bar Association
Committee on Mergers & Acquisitions
2009 - Current">
New York City Bar Association Professional Association
New York City Bar Association
Corporation Law Committee
2008 - 2011">
Costs
    Location

    Reviews