About

With over 16 years of enjoy in litigation, regulatory compliance, and monetary topics, Lee M. Holland is a professional attorney in Concord, Massachusetts.

Lee M. Holland is a pro lawyer based totally in Concord, Massachusetts, with a wealth of enjoy in numerous legal regions. With over sixteen years of enjoy in imparting approach and aid through all tiers of litigation, Lee has developed a eager instinct for locating innovative approaches to make contributions successfully to prison strategies.

In December 2016, Lee obtained the Regulatory Compliance Professional (CRCP) certification from FINRAs Wharton Institute, improving his competencies in defensive the monetary security of clients. This certification gives him with an knowledgeable view of the enterprises angle on regulatory initiatives and an appreciation of essential capital formation goals.

Lee possesses a deep expertise of anti-cash laundering regulations in each domestic and worldwide contexts, in addition to pass-border jurisdictional and enforcement challenges. He is nicely-versed in evolving requirements regarding broking and adviser responsibilities associated with proprietary product offerings, as well as policies regarding communications with the general public.

With extensive expert witness experience, inclusive of taking expert depositions and running with experts to develop compelling reports, Lee is properly-geared up to handle complex criminal subjects. He has full-size first-chair trial and look revel in, together with multi-day FINRA arbitrations, hearings before administrative law judges, and appearances before nation attorneys fashionable and securities regulators.

Lees regions of expertise encompass strategic criminal and commercial enterprise making plans, home and global regulatory economic compliance, claims assessment, records privateness and securities compliance, mergers and acquisitions, contract negotiations, advocacy, arbitration, fee reduction techniques, company governance, legal studies, record control, and claims control for non-income and charitable foundations.

Legal Issues

Stockbroker & Investment Fraud

Securities Law

Arbitration & Mediation

Business - Arbitration/Mediation, Consumer - Arbitration/Mediation, Family - Arbitration/Mediation

Certificates

Certified Regulatory Compliance Professional (CRCP)
Wharton - FINRA

Languages

• English

Accepted Jurisdictions

Experience

• Principal
  The Investment Advocates
  2017
• 
  Law Offices of Lee M. Holland, Esq.
  2010

Education

Associations

Costs

• Payment With Credit Card
  Credit cards accepted for fee retainer purposes
• Conditional Fees
  Hybrid fee format offering reduced contingency with a schedule of installment payments

Location