About

James D. Sallah is an skilled legal professional in Boca Raton, Florida, focusing on securities and commodity futures law, broking-provider compliance, receivership litigation, and greater. James D. Sallah is a rather reputable lawyer with an AV Preeminent® score, specializing in securities and commodity futures regulation, dealer-supplier compliance and defense, receivership litigation, securities arbitration, and business litigation. Since his departure from the Securities and Exchange Commission in 2004, Mr. Sallah has represented countrywide and nearby brokerage companies, publicly traded organizations, and people in various criminal subjects. His information includes coping with SEC, FINRA, inventory exchange, and state regulatory investigations, congressional investigations, inner investigations, federal and kingdom proceedings, administrative moves, and arbitrations. Mr. Sallah has a demonstrated music report of correctly navigating through trials, arbitrations, and regulatory enforcement lawsuits. He has also represented people in Congressional Subcommittee hearings and investigations. Mr. Sallahs reputation as a securities lawyer is fantastically appeared through his friends. He has been diagnosed as a Florida Super Lawyer in Securities Litigation and amongst Florida Trends Legal Elite each 12 months for the reason that 2011. Additionally, he has been featured in the South Florida Legal Guide annually considering the fact that 2008 for his paintings in Securities Litigation and Arbitration. In 2009, the Daily Business Review named Mr. Sallah because the "Most Effective Lawyer" in South Florida in Securities Law. Before getting into personal practice, Mr. Sallah served as a Senior Counsel in the SECs Division of Enforcement in Miami, Florida. During his time at the SEC, he treated investigations and litigation in federal court and administrative forums. Prior to his role on the SEC, Mr. Sallah became Assistant Corporate Counsel for Raymond James Financial, Inc., wherein he represented the brokerage institutions subsidiaries and related humans in various felony subjects, which includes litigation and arbitration. Overall, James D. Sallah is a pro lawyer with a wealth of enjoy in securities and business litigation, making him a relied on advocate for his customers in Boca Raton, Florida.

Legal Issues

Arbitration & Mediation

Business - Arbitration/Mediation, Consumer - Arbitration/Mediation, Family - Arbitration/Mediation

Business Law

Business Contracts, Business Dissolution, Business Finance, Business Formation, Business Litigation, Franchising, Mergers & Acquisitions, Partnership & Shareholder Disputes

Securities Law

Stockbroker & Investment Fraud

Certificates

No Certifications

Languages

• English

Accepted Jurisdictions

Experience

• Partner
  Sallah Astarita & Cox, LLC
  2004
• Senior Counsel
  U.S. Securities and Exchange Commission
  2000
• Assistant General Counsel
  Raymond James Financial, Inc.
  1996

Education

Associations

Costs

• Free Consultancy Service

Location