About

J. Steven Parker is a attorney in Atlanta, Georgia with large enjoy in investment adviser and dealer dealer law, securities litigation, and arbitration. He represents individuals, dealer-dealers, and funding advisers in regulatory and enforcement topics, in addition to securities litigation and arbitration instances. Mr. Parker also advises investment advisers on registration necessities and compliance frameworks to navigate the complicated regulatory landscape.

As a accomplice inside the company’s Regulatory Practice Group, J. Steven Parker specializes in representing clients in the monetary services industry. He assists both existing and begin-up funding advisers with registration techniques and compliance responsibilities, whether or not with the SEC or nation regulatory companies. The regulatory surroundings on this area is constantly evolving, requiring a deep expertise of federal and kingdom legal guidelines, submitting strategies, and examination practices. Mr. Parker facilitates clients with entity formation, compliance procedures, audit guidance, and defense against enforcement actions.

With a focal point on securities law, J. Steven Parker is dedicated to providing complete prison steerage to his clients. Whether it's drafting supervisory techniques, preparing for regulatory audits, or resolving enforcement moves, he is dedicated to shielding the interests of people and firms inside the economic enterprise. His know-how in securities litigation and arbitration permits him to correctly represent broking-dealers, registered representatives, and other parties in felony disputes.

In conclusion, J. Steven Parker's in-intensity understanding and experience in investment adviser and dealer supplier regulation make him a trusted felony consultant in Atlanta, Georgia. His determination to his customers and his commitment to staying abreast of regulatory changes set him apart within the legal discipline.

Legal Issues

• Registered Investment Adviser Compliance
• Broker Dealer Compliance
• Securities Litigation and Regulation
• Securities Enforcement

Certificates

No Certifications

Languages

• English

Accepted Jurisdictions

Experience

• Partner
  Parker MacIntyre
  
• Partner
  Page Perry
  2003
• Director of the Securities Division
  State of Georgia
  2000
• Partner
  Parker, Terry & Center
  1990
• Associate
  Kilpatrick & Cody
  1987

Education

Associations

Costs

• Free Consultancy Service
• Payment With Credit Card
  Accept Visa, MasterCard, Discover, and American Express

Location